Compliance Supervisor Responsibility report
The departments for which
each compliance supervisor is responsible. For each of these departments, the
report also lists the reviewers in the department.
Department Roles Detail report
Information on the review settings and role assignments for each of the selected departments.
Department Roles Summary report
A summary of the review settings for each of the selected departments.
Differential Sampling Summary by Department report
For the selected sampling period, information on the sampling activity for the monitored employees
in selected departments.
Effective Roles by User report
All the departments in which the selected
user has a role, and what those roles are.
Evidence of message type Review by Department/Employee reports
For the selected department or employee, evidence that the required number and percentage of randomly sampled items have been captured and reviewed.
Item Aging by Department report
For the selected departments, the
number of items that are either still unreviewed or pending review.
Message Stats Summary report
For each department and exception employee, the total number of sampled items and a breakdown by item type.
Message Summary report
The number of items that
Compliance Accelerator has captured for review in each department, and a
breakdown by type.
Monitored IDs by Department report
For each monitored employee, how many of that employee's items have been captured for review.
Questioned Items by Department report
For each department, a summary
of the suspect items (those items that reviewers have marked as Questioned).
Responsibility by Department report
For each department, the owner,
monitored employees, department reviewers, escalation reviewers, and compliance supervisors.
Responsibility by Reviewer report
For each reviewer, the departments in which he or she can review items, and the other
reviewers in those departments.
Review Activity Summary by Department report
The total number of
items of each type that Compliance Accelerator has captured in the selected
Reviewer Activity by Department report
For each department, the status of review set items, including how many items have been escalated,
questioned, reviewed, and unreviewed.
Reviewer Activity Detail report
For each department, the status of the
review set items for each reviewer.
Reviewer Mapping report
The review requirements and monitored
employees in each department in which a reviewer
Unreviewed Departments report
The departments to which no department reviewer is assigned.
Unsupervised Departments report
Departments to which no compliance supervisor is assigned.