Enterprise Vault Blog

Welcome to the Enterprise Vault Blog which is run by the Symantec Enterprise Vault product management team; we aim to keep you informed & connected about all things EV.

Follow Us on Twitter
  • 0
    Created: pfavro 29 Nov 2011

    Addressing the Retention Challenges of Proposed FINRA Rule 4516

    The Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 11-48 last month to request public comment on a proposed new rule requiring carrying/clearing organizations to maintain various records for FINRA, the SEC and the Securities Investor Protection Corporation.  If the new rule – proposed FINRA Rule 4516 (Readily Identifiable and Accessible Records) – is adopted by the SEC, it would provide additional justification for certain financial services companies to deploy automated archiving software such as Enterprise Vault to address the challenges of regulatory recordkeeping. The purpose of proposed FINRA Rule 4516 is to protect investors in the event a clearing organization can no longer continue to operate due to financial or operational problems.  A clearing organization is an entity through which futures and other derivative transactions are cleared...
  • 0
    Updated: pfavro 11 Nov 2011

    Using Technology to Meet the Archiving and eDiscovery Challenges of Social Media

    Is your organization among those that have jumped with both feet into the world of social media? Recent survey results confirm that social media use is on the rise for almost all organizations across the globe.  This is particularly the case in the financial services industry.  A recent industry survey confirms that nearly two-thirds of all asset managers are actively using social media for marketing purposes. Despite its increasing popularity and ubiquity, the securities industry is experiencing growing pains with social media.  Just like other industries, financial services providers are...
  • 0
    Updated: pfavro 12 Aug 2011

    Retention of Social Media Content Still Bedevils Securities Firms

    Are you or your securities firm among those who have jumped with both feet into the world of social media marketing? A recent industry survey confirms that nearly two-thirds of all asset managers were actively using social media for marketing purposes.  This is consistent with other contemporary survey results, which establish that social media use is on the rise for organizations across the globe. Despite the rising popularity of social media in the securities industry, retention of social media content continues to haunt securities firms.  Indeed, 63% of surveyed asset managers reported that “regulatory recordkeeping”...